Mifid Transaction Reporting Analyst

Our client, a global financial markets trading company and a small exchange-based trading and broking firm, is looking for a Senior Credit Controller / Reinsurance Accounting Technician. Salary: £70,000 - £75,000 per annum.

Location: London, On site. Type: Permanent. Job posted: 18 Aug 2023. Email: . Ref: db3485.

• Liaise with broking desks on IT, compliance, client onboarding and client matters.
• Understand broker commission and draft a broker's commission manual.
• Ensure necessary back office cover is in place across all jurisdictions.
• Implement end of day zero commission, reduced commission and error trade reporting/reconciliation.
• Supervise error handling process and complaints escalation process.
• Oversee deal ticket submission process and trade submission to the exchanges-ensuring accurate and timely reporting and escalation to exchanges and CPFL compliance team.
• Coordinate back office team training; keep exchange rules and back office policies up to date and fit for purpose.
• Maintain exchange membership and update user registration and de registration.
• Maintain products on the system and update any new products.
• Submit any document requirements during the year, including the ICE Annual Questionnaire.
• Ensure compliance with the post Brexit Oslo structure; liaise with compliance team to monitor communications between futures and securities and ensure abidance with EU/UK law.
• Prepare desk reports for Desk Head meetings and ensure Desk Head sign off.
• Implement policy for daily review and signature of financial promotion reports.
• Update financial promotions policy in line with compliance directions.
• Liaise with Credit Control to address issues blocking payment and flag clients who are overdue.

• Graduate with a degree in accounting or a related discipline.
• Experience in transaction/reporting, including MIFID, EMIR, AIFMD, and Transparency Directive.
• Experience with takeover and mergers reporting, shareholder reporting, issuer holding requests, and short selling reporting.
• Strong knowledge of one or more of the regulations listed above.
• Previous experience in an auction or trading environment preferred.