Broker Back office Supervisor

Salary: £70,000 - £75,000 per annum. Type: Permanent. Location: London.

Our client, a global financial markets trading company, is seeking an experienced professional with a background in back office/futures trade reporting to oversee and own back office operations for their regulated business.

• Liaise with broking desks on IT, compliance, client onboarding and client matters.
• Understand broker commission and draft a broker's commission manual.
• Ensure necessary back office coverage across all jurisdictions.
• Implement end of day zero commission, reduced commission and error trade reporting/reconciliation.
• Supervise error handling and complaints escalation processes.
• Oversee deal ticket submission and trade submission to exchanges, ensuring timely and accurate reporting and escalation to the exchanges and CPFL Compliance team.
• Coordinate back office team training, maintaining up to date exchange rules and back office policies.
• Maintain Exchange membership, user registration and de registration.
• Maintain products in the system and update new products.
• Submit yearly documents including ICE Annual Questionnaire.
• Ensure compliance with post Brexit Oslo structure and liaise with compliance team for EU/UK law alignment between futures and securities.
• Prepare desk reports for Desk Head meetings and secure Desk Head sign off.
• Implement daily report policy for financial promotions, ensuring review and signing before issuance.
• Update financial promotions policy in line with compliance directions.
• Liaise with Credit Control to resolve issues blocking payments and flag overdue clients.

To apply: Email: Reference: db3485

Additional details: Date: 25 Aug 2023 Sector: Financial Markets Type: Permanent Location: London.