Risk and Compliance Manager

Our client, a leading business in the Financial Services industry is seeking a Risk and Compliance Manager to join their team on a full-time, permanent basis.

This is the ideal role for someone with a background in a regulated business in the Financial Services industry as a Risk and Compliance Manager. Working in the Mortgage sector experience in this industry or a candidate that is CeMAP qualified would be highly advantageous.

Key Responsibilities:

- Responsible for the complaints management process within the firm, working closely with management with dual sign-off

- Responsible for implementing the non-regulated components of file sign-off

- Keep up to date with regulatory developments within the industry

- Support any pre or post work in respect of File Reviews and Audits

- Implementation of the Compliance Monitoring Plan

- Perform risk assessments on key business areas and ensure adherence to GDPR in all areas of the business

Key Experience:

- Previous experience in the Mortgage sector would be highly advantageous.

- Experience in a Financial Services, regulated environment is a must

- Any professional qualifications such as CEMAP would be advantageous

- Experience managing the Risk and Compliance process within a business

- A minimum of 5 years' experience in the Financial Services industry

- Sound knowledge of regulatory policies and procedures

This is an exceptional opportunity for a Risk and Compliance Manager with experience in the Financial Services industry to join a leading business.

As a Risk and Compliance Manager you will take the lead on all aspects in this remit within the firm, working closely with Senior Management.

CVs are being reviewed, so please apply now for immediate consideration.