Senior Compliance Consultant

This unique opportunity means that you can expect to be involved in a broad range of topics and is ideal for someone with strong Compliance experience focussing around Investments.

The role will involve:

• Undertaking regular compliance monitoring
• Monitoring risk across multiple workstreams
• Supporting decision making and overseeing work within a team of more junior compliance analysts
• The review of Financial Promotions in line with regulatory guidelines
• Active contribution to project discussions
• Attending client meetings
• Creation of project plans and roadmaps
• Identify and deliver new ways to improve efficiencies in reporting and current processes

Key Requirements:

• 5-10 years' financial services experience in a senior compliance role
• Experience of interpretation and implementation of FCA regulatory requirements in line with retail investment products
• Has working knowledge of investments and the regulatory landscape that applies to them
• Has working knowledge of Financial Services products