- Leeds (2 days in the office)
- £40,000 - £50,000 + Benefits
This opportunity would suit someone currently working within a second or third line compliance, risk, assurance, internal audit or regulatory function who enjoys interpreting FCA regulations and providing practical guidance to stakeholders across the business.
You'll play a key role in helping the organisation understand and implement regulatory requirements, monitor compliance risks, and support a strong governance and control environment.
Key Responsibilities
- Interpret FCA regulations and assess their impact on the business.
- Provide practical regulatory guidance and advice to key stakeholders.
- Support compliance monitoring, assurance and risk assessment activities.
- Assist with policy reviews, regulatory reporting and governance processes.
- Monitor regulatory developments and emerging compliance risks.
- Support business change initiatives from a regulatory and compliance perspective.
- Help promote a strong culture of compliance and good conduct across the organisation.
About You
- Experience within a Compliance, Risk, Assurance, Internal Audit or Regulatory function in financial services.
- Knowledge of FCA regulations and the UK regulatory landscape.
- Exposure to second or third line risk and compliance environments.
- Ability to interpret regulation and communicate requirements clearly to non-technical stakeholders.
- Strong analytical and problem-solving skills.
- Experience within wealth management, investments, banking, insurance or another regulated financial services environment would be advantageous.
Why Apply?
- Join a highly reputable financial services organisation.
- Broad exposure across risk, compliance and regulatory activity.
- Hybrid working model with 2 days per week in Leeds.
- Excellent opportunity to further develop a career in regulatory compliance and risk.
If you're looking to utilise your regulatory knowledge in a collaborative and forward-thinking environment, we'd welcome a confidential conversation.