Senior VP, Advisory Tech Compliance

A prestigious financial institution located in New York is seeking a Compliance Partner to provide strategic support and regulatory guidance for advisory technology offerings. The ideal candidate will have a Bachelor's degree with 5-7 years in compliance or financial services. Key responsibilities include risk assessment, collaboration with leadership teams, and ensuring compliance with SEC and FINRA regulations. An attractive salary between $100,000 and $170,000 USD is offered for this dynamic role.