Compliance Monitoring Officer - Home Based

Compliance Monitoring Officer - Advice Quality - 100% flexible - Home Based working available if desired - to £50,000 plus Benefits

Our client a National Wealth & Investment Management Organisation, are currently looking to hire an Advice Quality Officer to their busy team.

The role:

• The purpose of the Advice Quality Officer is to conduct pre-approval and post sale File Reviews checks on advice given by their Financial Planners.
• Business varies from Investments, Pensions, IHT, Protection etc.
• You will also have to provide feedback to Advisors and Paraplanners based on your findings, working closely with them to resolve any issues

Requirements:

• Candidates MUST be level 4 Diploma qualified as a minimum - those with advanced qualifications such as AF3 or AF7 would have an advantage
• Previous experience of working within a Financial Planning environment is ESSENTIAL
• Alongside experienced File Reviewers, the company would invite applications from candidates with different backgrounds; for example Paraplanners, Financial Advisors etc looking to use their experience in a different way

On offer

• Generous salary of up to £50,000 plus company benefits and bonus
• Completely flexible working - work from home, the local office or a mix of both
• Flexible working hours
• Study support and progression opportunities