We're looking for a candidate to fill this position in an exciting company.
- Maintain and update Compliance & AML policies
- Work together with global Compliance team on Group Compliance topics
- Maintain and update Compliance Monitoring Program and perform Compliance tests
- Perform KYC checks
- Draft regular Compliance and MLRO reports
- Conduct Compliance and AML risk assessments
- Develop a regulatory training schedule for staff and deliver staff updates when required, in conjunction with the Group Compliance team
- Provide advice and support on Compliance related topics to the business
- Work on regulatory changes projects
- Assist with KYC queries from counterparties
- Act as liaison with FCA and other relevant regulatory & enforcement bodies as appropriate and with Internal and External Audit
- Take care of regulatory filings using the FCA's RegData and Connect systems
- Take care of Compliance coverage of UK branch of foreign MiFID firm
- Handling Corporate Secretarial Matters for UK legal entities
- Working together with Global Legal function on corporate legal matters
- Proven track record within Compliance gained within real estate asset management, compliance consultancy or FCA
- Ability to implement solutions to address regulatory requirements
- Sound knowledge of the FCA handbook
- Experience of Compliance monitoring
- Degree educated, ideally in law or accounting (or equivalent)
- Understanding of corporate legal matters is of advantage
- Excellent oral and written communication skills
- At least 3-5 years' experience in an FCA focussed Compliance role
- Experience gained at an Asset Management firm, as a Compliance/Regulatory Consultant from law firm, Big4 or specialist firm, or at the FCA.