A long-standing, established and highly successful Financial Services firm based in North Hampshire is seeking a meticulous and experienced Business Quality Officer to join their team at an exciting stage in their continued growth.
This is an excellent opportunity for a detail-oriented professional with a strong compliance background to play a key role in maintaining high standards of advice and regulatory adherence across the business.
Key Responsibilities:
- Assess the suitability of financial advice in line with regulatory requirements
- Review and check adviser documentation for accuracy and completeness
- Provide clear, constructive, and accurate feedback to advisers
- Identify and communicate any remedial actions required
- Ensure all corrective actions are effectively implemented and completed
Skills & Experience Required:
- Strong knowledge of OFSL compliance procedures and relevant regulatory rules
- Proven experience within a compliance or advisory role in Financial Services
- Background in life and pensions is highly desirable
- Recognised professional qualification (FPC Level 4 or equivalent) is essential
- Exceptional attention to detail and analytical skills
- Ability to communicate feedback clearly and effectively
What's on Offer:
- Competitive salary
- Exceptional benefits package
- Can be a fully remote role or if close to offices (Hampshire) can offer hybrid too,
- Opportunity to join a respected firm during an exciting phase of growth
If you are looking to take the next step in your career within a supportive and forward-thinking organisation, we would love to hear from you.