Head of Compliance

Our client is a leading provider of services supporting emerging fund managers and investment firms.

• Compliance and MLRO responsibilities:
  1. Monitoring;
  2. ICARA;
  3. SYSC and MLRO reports;
  4. Supervise KYC;
• Work with COO to develop and implement control systems
• Financial Promotions for Funds and Clients.
• Funds: TFI obligations under fund agreements; andOnboarding Committee.
• Client Reviews:Interim and Final.
• Marketing: Pipeline development.

• Candidates must have Appointed Representative experience
• Fund/Asset management background
• This will be a key hire for someone to develop the company's systems, business and profitability.

For further information please contact Duncan Jeffery