Michael Rothstein Ltd
Dec 05, 2021
Full time
Compliance Surveillance Manager - AML/ MAR - Banking Excellent opportunity for a Compliance Officer to join one of the world's leading banks in a senior role, working in the Advisory and Oversight department. Financial Services background ideal. Conduct daily monitoring and surveillance of trading activity - (BTCA and Global ATS) Report on potential incidents of market abuse, money laundering and suspicious transactions. (MAR and AML) Create risk assessments in line with Regulatory Change. Working with the Financial Crime Team. Knowledge of asset classes including: Fixed Income, Equities and Commodities preferred. Experience of trade and communications surveillance desired. Knowledge of trading systems an advantage (Bloomberg, Reuters). Interested? Please apply in! Bank Banking Challenger Bank Private Bank Investment Banking Compliance Derivatives Equities FX MAR EMIR SFTR Bloomberg Credit Risk