Job Role
The Deputy Manager supports the Head of Legal & Compliance in overseeing Compliance and Anti-Financial Crime functions. The role focuses on second-line oversight reviews and advisory related to regulatory compliance and financial crime risk.
Key Responsibilities
- Conduct Compliance Risk Assessments.
- Develop and implement a Compliance Monitoring Plan to evaluate the effectiveness of internal controls.
- Perform oversight reviews in line with the Monitoring Plan and follow up on resulting action items.
- Identify and mitigate Compliance and Financial Crime risks through reviews and control enhancements.
- Advise business units and senior management on Compliance and Financial Crime matters.
- Draft, review, and update policies to ensure regulatory compliance.
- Manage daily Compliance and Financial Crime operations across business and support functions.
- Independently investigate financial crime escalations and related queries.