AVP - Transaction Reporting/ Compliance

THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets.

THE RESPONSIBILITIES:

1. The role holder will need to understand and help to advise the business and other stakeholders in relation to regulatory transaction reporting.
2. Responsible for managing queries and escalate issues for remediation.
3. Requires knowledge in many complex regulations such as MiFID II, EMIR TR, SFTR and other related matters.
4. Assessing the operational impact of new regulations including MIFIR, EMIR and SFTR reporting.
5. Liaising closely with all compliance functions across the firm and other related internal departments.
6. Contributing to the risk assessments processes for trade and transaction reporting.
7. Supports compliance and senior management across related initiatives.
8. Assists in the development and implement new relevant Compliance policies.
9. Assists in the delivery of compliance training.
10. Input to projects and initiatives which involve all group entities and geographies.
11. Participates in industry working groups and contribute/provide feedback to external industry consultations on new regulatory developments/initiatives, strategic projects and initiatives.

EXPERIENCE REQUIRED:

1. Ideally knowledge of Transaction reporting requirements under MiFIR, EMIR & SFTR.
2. Experience gained in a compliance function of a bank or brokerage.
3. Ideally knowledge of Investment products and bookings systems.
4. Experience of advising businesses on how to comply with laws, rules and regulations, and investigating potential or actual breaches of the same.
5. Experience of financial services and markets.

For further information please contact Natalie Eshelby.