A Lloyd's Syndicate is seeking a Compliance Manager to cover a period until January 2027. Pro-rata salary will be £100,000. On a day-to-day basis, you will: Provide full Compliance and Regulatory advice and function to the Managing Agency and the Syndicate. Ensure Submissions to Lloyd's and other regulators are made in a timely manner and ensure that all parties within the company are aware of deadlines through the operation and oversight of the Company Timetable. Oversee the preparation of Compliance owned regulatory returns. Support the Head of Compliance in the delivery of the annual Compliance Plan. Complaints management including liaising with the claim's teams, coverholders/ TPAs, Lloyd's and the Financial Ombudsman Service as appropriate. Managing and overseeing the development of systems and controls such as sanctions monitoring, financial crime checking, and breach reporting. Undertaking Compliance reviews of new/ renewal delegated authorities meeting the high-risk conduct and financial crime triggers. Provide advice and guidance to the business managers to enable them to understand the regulatory implications of existing business and any new business initiatives and changes. This will include participation in business projects as required. Supporting the Head of Compliance with contract reviews for example NDAs and service agreements with third party suppliers. To provide support in overseeing the company's data protection strategy and its implementation to ensure compliance with GDPR requirements by liaising with the DPO, Operations and IT teams in this regard. It is essential for this role that you have previous experience of working in the compliance function of a Lloyd's Managing Agency / Syndicate.
Mar 03, 2026
Contractor
A Lloyd's Syndicate is seeking a Compliance Manager to cover a period until January 2027. Pro-rata salary will be £100,000. On a day-to-day basis, you will: Provide full Compliance and Regulatory advice and function to the Managing Agency and the Syndicate. Ensure Submissions to Lloyd's and other regulators are made in a timely manner and ensure that all parties within the company are aware of deadlines through the operation and oversight of the Company Timetable. Oversee the preparation of Compliance owned regulatory returns. Support the Head of Compliance in the delivery of the annual Compliance Plan. Complaints management including liaising with the claim's teams, coverholders/ TPAs, Lloyd's and the Financial Ombudsman Service as appropriate. Managing and overseeing the development of systems and controls such as sanctions monitoring, financial crime checking, and breach reporting. Undertaking Compliance reviews of new/ renewal delegated authorities meeting the high-risk conduct and financial crime triggers. Provide advice and guidance to the business managers to enable them to understand the regulatory implications of existing business and any new business initiatives and changes. This will include participation in business projects as required. Supporting the Head of Compliance with contract reviews for example NDAs and service agreements with third party suppliers. To provide support in overseeing the company's data protection strategy and its implementation to ensure compliance with GDPR requirements by liaising with the DPO, Operations and IT teams in this regard. It is essential for this role that you have previous experience of working in the compliance function of a Lloyd's Managing Agency / Syndicate.
A leading Lloyd's Syndicate is currently seeking a Senior Compliance Analyst. This role will see you work from the office 4 days a week. This is a newly-created position as the firm is experiencing a period of growth. On a day-to-day basis, you will: Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities. Assist in the monitoring and reporting of conduct risk exposure including treating customers fairly/ Consumer Duty, product oversight, Fair Value Assessments and complaints. Assist with the dealing of complaints, including liaising with the claim's teams, coverholders/ TPAs, Lloyd's, LIC and the Financial Ombudsman Service as appropriate. Assist in the delivery of compliance monitoring activity. Assist in reviews of delegated authority contracts including reviews of the customer facing documentation Assist the team in providing sanctions and financial crime support to the underwriters and other areas of the business by giving advice, monitoring developments affecting the business, and monitoring the operation of the relevant screening tools. Assist in providing business advice on licensing, regulatory, data protection, and other areas of compliance. Assist in service provider contract and non-disclosure agreements due diligence and reviews. It is essential that you have experience of working in compliance for a London-market insurance organisation and can demonstrate knowledge of how the Lloyd's market operates.
Mar 03, 2026
Full time
A leading Lloyd's Syndicate is currently seeking a Senior Compliance Analyst. This role will see you work from the office 4 days a week. This is a newly-created position as the firm is experiencing a period of growth. On a day-to-day basis, you will: Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities. Assist in the monitoring and reporting of conduct risk exposure including treating customers fairly/ Consumer Duty, product oversight, Fair Value Assessments and complaints. Assist with the dealing of complaints, including liaising with the claim's teams, coverholders/ TPAs, Lloyd's, LIC and the Financial Ombudsman Service as appropriate. Assist in the delivery of compliance monitoring activity. Assist in reviews of delegated authority contracts including reviews of the customer facing documentation Assist the team in providing sanctions and financial crime support to the underwriters and other areas of the business by giving advice, monitoring developments affecting the business, and monitoring the operation of the relevant screening tools. Assist in providing business advice on licensing, regulatory, data protection, and other areas of compliance. Assist in service provider contract and non-disclosure agreements due diligence and reviews. It is essential that you have experience of working in compliance for a London-market insurance organisation and can demonstrate knowledge of how the Lloyd's market operates.
An MGA that operates in the Lloyd's market is currently looking for an experienced compliance manager to focus on conduct risk. This is a fixed-term, 6 month contract that will pay up to £100,000 (pro-rata). You will play a key role in enhancing and implementing the firm's conduct risk framework. You'll act as a Subject Matter Expert across a broad range of conduct-related topics including complaints, product governance, and Consumer Duty. You'll collaborate closely with senior leaders and colleagues across the UK and internationally, ensuring conduct practices, controls and policies remain robust, compliant and commercially effective. It is essential that you have experience gained working on conduct risk with a London-market insurance firm.
Mar 03, 2026
Contractor
An MGA that operates in the Lloyd's market is currently looking for an experienced compliance manager to focus on conduct risk. This is a fixed-term, 6 month contract that will pay up to £100,000 (pro-rata). You will play a key role in enhancing and implementing the firm's conduct risk framework. You'll act as a Subject Matter Expert across a broad range of conduct-related topics including complaints, product governance, and Consumer Duty. You'll collaborate closely with senior leaders and colleagues across the UK and internationally, ensuring conduct practices, controls and policies remain robust, compliant and commercially effective. It is essential that you have experience gained working on conduct risk with a London-market insurance firm.
