Company Overview Morgan Stanley Investment Management (MSIM) is a global financial services firm with over $715billion in assets under management. MSIM provides investment management solutions to governments, institutions, corporations and individuals worldwide. Role Senior Associate - EMEA Portfolio Surveillance Key Responsibilities Perform daily Portfolio Surveillance monitoring of separately managed accounts, mutual funds and UCITS products using Aladdin and Sentinel compliance engines. Investigate, resolve and, when necessary, escalate engine generated investment restriction violations. Provide pre trade overrides and review client investment management agreements to ensure firm compliance. Prepare responses to monthly and quarterly client certifications and questionnaires promptly. Identify process improvement and risk mitigation opportunities and collaborate with global portfolio surveillance, management, technology and other teams to implement enhancements. Lead local and global projects to improve service levels and effectiveness of surveillance systems and processes. Serve Portfolio Managers and Traders, strengthening surveillance processes while maintaining fiduciary responsibilities. Host regular service meetings and provide progress updates. Collaborate with Portfolio Managers and Traders to enhance guideline compliance. Key Requirements 3 5 years of experience in the asset management industry. Strong communication and collaboration skills with investment management staff. Knowledge of fixed income and equity products, trading and market practices; UCITS knowledge is a plus. Proficient in Aladdin compliance engine; knowledge of other engines optional. Strong analytical, creative problem solving, continuous process improvement and risk mitigation mindset. Ability to work proactively, resolve issues with urgency, manage multiple priorities and deliver results. Undergraduate degree (BA/BSc) required; MSc a plus. High integrity, reliability, collaborative outlook to support global policies. EEO Statement Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion.
May 31, 2026
Full time
Company Overview Morgan Stanley Investment Management (MSIM) is a global financial services firm with over $715billion in assets under management. MSIM provides investment management solutions to governments, institutions, corporations and individuals worldwide. Role Senior Associate - EMEA Portfolio Surveillance Key Responsibilities Perform daily Portfolio Surveillance monitoring of separately managed accounts, mutual funds and UCITS products using Aladdin and Sentinel compliance engines. Investigate, resolve and, when necessary, escalate engine generated investment restriction violations. Provide pre trade overrides and review client investment management agreements to ensure firm compliance. Prepare responses to monthly and quarterly client certifications and questionnaires promptly. Identify process improvement and risk mitigation opportunities and collaborate with global portfolio surveillance, management, technology and other teams to implement enhancements. Lead local and global projects to improve service levels and effectiveness of surveillance systems and processes. Serve Portfolio Managers and Traders, strengthening surveillance processes while maintaining fiduciary responsibilities. Host regular service meetings and provide progress updates. Collaborate with Portfolio Managers and Traders to enhance guideline compliance. Key Requirements 3 5 years of experience in the asset management industry. Strong communication and collaboration skills with investment management staff. Knowledge of fixed income and equity products, trading and market practices; UCITS knowledge is a plus. Proficient in Aladdin compliance engine; knowledge of other engines optional. Strong analytical, creative problem solving, continuous process improvement and risk mitigation mindset. Ability to work proactively, resolve issues with urgency, manage multiple priorities and deliver results. Undergraduate degree (BA/BSc) required; MSc a plus. High integrity, reliability, collaborative outlook to support global policies. EEO Statement Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion.
574 Morgan Stanley Employment Services UK Ltd. is seeking a Senior Associate for EMEA Portfolio Surveillance in Greater London. The role includes performing daily Portfolio Surveillance monitoring, resolving investment violations, and collaborating with portfolio management teams. The ideal candidate has 3-5 years of experience in asset management, strong communication skills, and proficiency in Aladdin compliance engine. A BA/BSc is required, and an MSc is a plus.
May 31, 2026
Full time
574 Morgan Stanley Employment Services UK Ltd. is seeking a Senior Associate for EMEA Portfolio Surveillance in Greater London. The role includes performing daily Portfolio Surveillance monitoring, resolving investment violations, and collaborating with portfolio management teams. The ideal candidate has 3-5 years of experience in asset management, strong communication skills, and proficiency in Aladdin compliance engine. A BA/BSc is required, and an MSc is a plus.