Internal Audit Manager - AML / Financial CrimeApplylocations: London, United Kingdomtime type: Full timeposted on: Posted Todayjob requisition id: R156825 About Northern Trust As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world's most successful individuals, families, corporations and institutions. Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide. With more than 135 years of financial experience and over 24,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Role/Department Audit Services is offering an exceptional opportunity for you to showcase and further expand your knowledge in AML and Financial Crime, with a focus on customer due diligence, sanctions, governance and transaction monitoring. The role is based in London with hybrid working arrangements on offer. You will have the opportunity to work with audit partners in Ireland, London, Chicago, Boston and Manila, gain deep insights to Northern Trust's global business, as well as exposure to senior management, including the 'Management Group'.The Audit Manager is a key position within the AML and Financial Crime Audit Services Team responsible for project management and end-to-end delivery of audit engagements. Success is measured by the comprehensiveness of the workpapers, quality of the audit reports, timeliness of the deliveries, mentoring of junior staff, contributing to team process enhancements, and your ability to foster relationships both internally in the audit department and with key stakeholders. In addition, the Audit Manager may also execute a broader role across the team in terms of executing enhanced continuous monitoring for their allocated areas. Key responsibilities of the role include: Leads audit project teams, including taking ownership and being accountable in meeting stated audit project objectives and timeframes, adhering to Audit Department Policies and Standards Acquires and maintains strong working knowledge of the business risks, controls, and processes, relevant laws, regulatory rules, and knowledge of systems dependencies within areas under review Accurately designs and executes the testing approach and ensures work paper documentation is clear, concise, supports the reviews performed, and adequately supports decisions and conclusions made during the project Continuously identifies efficiency opportunities such as through use of Data Analytics and works collaboratively with team members globally Adopts a proactive manner in communication of the audit status, including leading discussions with stakeholders and Audit Services management where issues/risks have been identified Compiles findings and recommendations and ensures they adequately support status updates, memos, and audit reports Builds and maintains strong relationships across the Audit Department and business stakeholders alike through provision of in-depth insight and leadership Skills / Experience The successful candidate should have: Proven assurance experience gained within internal audit, external audit, monitoring, or testing functions in a financial institution or consulting environment is mandatory Experience in AML, economic sanctions, or external/internal fraud is in AML preferred Formal AML, economic sanctions, or fraud education and/or certifications (e.g., ACAMS, CFE, etc.) are preferred Proven experience and ability to work independently and lead audit projects end to end and multi task across projects, engage with senior stakeholders, and work in a team environment Experience with audit workpaper applications such as Teammate is advantageous Ability to adapt and react positively in a changing and dynamic work environment Ability to work and deliver to tight deadlines Experience in identifying opportunities to utilise data analytics methodologies Work Authorization Applicants must have the right to work in the United Kingdom at the time of application and for the duration of employment. Please note that Northern Trust is unable to provide visa sponsorship for this role. This includes Skilled Worker visas, Global Business Mobility routes, Graduate visas, Youth Mobility Scheme, High Potential Individual visas, Scale-up Worker visas, Temporary Worker visas, and other employer-sponsored visa categories. Working with Us As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve. Philanthropy is deeply rooted in Northern Trust's history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities. Reasonable Accommodation Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at , or alternatively you can discuss your individual requirements with the recruiter you are working with.
Aug 22, 2026
Full time
Internal Audit Manager - AML / Financial CrimeApplylocations: London, United Kingdomtime type: Full timeposted on: Posted Todayjob requisition id: R156825 About Northern Trust As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world's most successful individuals, families, corporations and institutions. Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide. With more than 135 years of financial experience and over 24,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Role/Department Audit Services is offering an exceptional opportunity for you to showcase and further expand your knowledge in AML and Financial Crime, with a focus on customer due diligence, sanctions, governance and transaction monitoring. The role is based in London with hybrid working arrangements on offer. You will have the opportunity to work with audit partners in Ireland, London, Chicago, Boston and Manila, gain deep insights to Northern Trust's global business, as well as exposure to senior management, including the 'Management Group'.The Audit Manager is a key position within the AML and Financial Crime Audit Services Team responsible for project management and end-to-end delivery of audit engagements. Success is measured by the comprehensiveness of the workpapers, quality of the audit reports, timeliness of the deliveries, mentoring of junior staff, contributing to team process enhancements, and your ability to foster relationships both internally in the audit department and with key stakeholders. In addition, the Audit Manager may also execute a broader role across the team in terms of executing enhanced continuous monitoring for their allocated areas. Key responsibilities of the role include: Leads audit project teams, including taking ownership and being accountable in meeting stated audit project objectives and timeframes, adhering to Audit Department Policies and Standards Acquires and maintains strong working knowledge of the business risks, controls, and processes, relevant laws, regulatory rules, and knowledge of systems dependencies within areas under review Accurately designs and executes the testing approach and ensures work paper documentation is clear, concise, supports the reviews performed, and adequately supports decisions and conclusions made during the project Continuously identifies efficiency opportunities such as through use of Data Analytics and works collaboratively with team members globally Adopts a proactive manner in communication of the audit status, including leading discussions with stakeholders and Audit Services management where issues/risks have been identified Compiles findings and recommendations and ensures they adequately support status updates, memos, and audit reports Builds and maintains strong relationships across the Audit Department and business stakeholders alike through provision of in-depth insight and leadership Skills / Experience The successful candidate should have: Proven assurance experience gained within internal audit, external audit, monitoring, or testing functions in a financial institution or consulting environment is mandatory Experience in AML, economic sanctions, or external/internal fraud is in AML preferred Formal AML, economic sanctions, or fraud education and/or certifications (e.g., ACAMS, CFE, etc.) are preferred Proven experience and ability to work independently and lead audit projects end to end and multi task across projects, engage with senior stakeholders, and work in a team environment Experience with audit workpaper applications such as Teammate is advantageous Ability to adapt and react positively in a changing and dynamic work environment Ability to work and deliver to tight deadlines Experience in identifying opportunities to utilise data analytics methodologies Work Authorization Applicants must have the right to work in the United Kingdom at the time of application and for the duration of employment. Please note that Northern Trust is unable to provide visa sponsorship for this role. This includes Skilled Worker visas, Global Business Mobility routes, Graduate visas, Youth Mobility Scheme, High Potential Individual visas, Scale-up Worker visas, Temporary Worker visas, and other employer-sponsored visa categories. Working with Us As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve. Philanthropy is deeply rooted in Northern Trust's history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities. Reasonable Accommodation Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at , or alternatively you can discuss your individual requirements with the recruiter you are working with.
Northern Trust Corp is looking for an Internal Audit Manager specializing in AML and Financial Crime based in London. You will lead audit project teams and manage end-to-end delivery of audit engagements, focusing on customer due diligence and transaction monitoring. The ideal candidate should possess proven experience in assurance roles within financial institutions and have relevant certifications. The role offers hybrid working arrangements in a flexible environment with opportunities for professional growth.
Aug 22, 2026
Full time
Northern Trust Corp is looking for an Internal Audit Manager specializing in AML and Financial Crime based in London. You will lead audit project teams and manage end-to-end delivery of audit engagements, focusing on customer due diligence and transaction monitoring. The ideal candidate should possess proven experience in assurance roles within financial institutions and have relevant certifications. The role offers hybrid working arrangements in a flexible environment with opportunities for professional growth.
Credit Risk Audit Specialist page is loaded Credit Risk Audit Specialistlocations: London, United Kingdomtime type: Full timeposted on: Posted Todayjob requisition id: R150041 About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Role Audit Services is offering an exceptional opportunity for you to showcase and expand your knowledge in Credit Risk Management and join a global team of experts, whose common goal is to provide independent and objective assurance and consulting activities that assess risks and protect the assets, reputation, and sustainability of Northern Trust. We are seeking an eager partner to help enhance our audit strategy and grow our credit risk audit coverage by assessing key credit risk management processes, inclusive of credit monitoring and ongoing review, counterparty stress testing, Current Expected Credit Losses (CECL) calculations, Single Counterparty Credit Limits (SCCL) monitoring, and Risk Weighted Assets (RWA) interpretations and calculations. As a subject matter expert, you will liaise with other teams in the Internal Audit Department and assist in improving the department's skills through knowledge share discussions and internal training, as needed. In addition, you will be expected to work directly senior leaders and external regulators to build trust and assurance.Through collaboration with other team members, you will assist in the end-to-end execution of audit engagements and gain exposure to senior management across Northern Trust. Success is measured through the quality of the documentation, integrity of the assessment, timeliness of the deliveries, and your ability to foster relationships both internally in the audit department and with key stakeholders. Experience in data manipulation, transformations, and reconciliations is essential. Skills / Experience Extensive expertise in credit risk management activities via working in the first line (e.g., complex credit origination, asset and liability management), second line (e.g., risk management oversight, limit setting and monitoring), and/or third line (e.g., internal audit) at a global financial services firm or through a similar regulatory supervisory role Skilled at confirming compliance with global credit risk regulatory requirements (e.g., Basel III, Basel III Endgame, large counterparty limits, US Regulation Q, EU Capital Requirements Regulation) Advanced degree in corporate finance, economics, mathematics, or statistics; or an accounting certification (e.g., ACA, CPA, or equivalent) is highly recommended Knowledge of auditing techniques and approaches within the financial services industry would be advantageous, though not essential. An ability to work in a fast paced environment as part of a global audit team across multiple time zones and jurisdictions. Working with Us: As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose.We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies! Build your career with us and apply today. Reasonable accommodation Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.Apply today and talk to us about your flexible working requirements and together we can achieve greater.
May 30, 2026
Full time
Credit Risk Audit Specialist page is loaded Credit Risk Audit Specialistlocations: London, United Kingdomtime type: Full timeposted on: Posted Todayjob requisition id: R150041 About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Role Audit Services is offering an exceptional opportunity for you to showcase and expand your knowledge in Credit Risk Management and join a global team of experts, whose common goal is to provide independent and objective assurance and consulting activities that assess risks and protect the assets, reputation, and sustainability of Northern Trust. We are seeking an eager partner to help enhance our audit strategy and grow our credit risk audit coverage by assessing key credit risk management processes, inclusive of credit monitoring and ongoing review, counterparty stress testing, Current Expected Credit Losses (CECL) calculations, Single Counterparty Credit Limits (SCCL) monitoring, and Risk Weighted Assets (RWA) interpretations and calculations. As a subject matter expert, you will liaise with other teams in the Internal Audit Department and assist in improving the department's skills through knowledge share discussions and internal training, as needed. In addition, you will be expected to work directly senior leaders and external regulators to build trust and assurance.Through collaboration with other team members, you will assist in the end-to-end execution of audit engagements and gain exposure to senior management across Northern Trust. Success is measured through the quality of the documentation, integrity of the assessment, timeliness of the deliveries, and your ability to foster relationships both internally in the audit department and with key stakeholders. Experience in data manipulation, transformations, and reconciliations is essential. Skills / Experience Extensive expertise in credit risk management activities via working in the first line (e.g., complex credit origination, asset and liability management), second line (e.g., risk management oversight, limit setting and monitoring), and/or third line (e.g., internal audit) at a global financial services firm or through a similar regulatory supervisory role Skilled at confirming compliance with global credit risk regulatory requirements (e.g., Basel III, Basel III Endgame, large counterparty limits, US Regulation Q, EU Capital Requirements Regulation) Advanced degree in corporate finance, economics, mathematics, or statistics; or an accounting certification (e.g., ACA, CPA, or equivalent) is highly recommended Knowledge of auditing techniques and approaches within the financial services industry would be advantageous, though not essential. An ability to work in a fast paced environment as part of a global audit team across multiple time zones and jurisdictions. Working with Us: As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose.We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies! Build your career with us and apply today. Reasonable accommodation Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.Apply today and talk to us about your flexible working requirements and together we can achieve greater.
A global financial institution is seeking a Credit Risk Audit Specialist in London. This role involves assessing credit risk management processes and collaborating with senior leaders and regulators. Ideal candidates should possess extensive expertise in credit risk management and knowledge of global regulatory requirements. An advanced degree in finance or an accounting certification is preferred. Join a flexible culture and be a part of a company committed to assisting communities.
May 30, 2026
Full time
A global financial institution is seeking a Credit Risk Audit Specialist in London. This role involves assessing credit risk management processes and collaborating with senior leaders and regulators. Ideal candidates should possess extensive expertise in credit risk management and knowledge of global regulatory requirements. An advanced degree in finance or an accounting certification is preferred. Join a flexible culture and be a part of a company committed to assisting communities.
Asset Servicing Product Management Governance and Control OfficerApplylocations: London, United Kingdomtime type: Full timeposted on: Posted Todayjob requisition id: R156067 About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Role/Department: The Product Operating Model, Governance & Control Lead is responsible for defining, implementing, and governing the product operating model across Asset Servicing, in partnership with the COO of Product Management.The role ensures consistent execution of product management practices, establishes effective governance and control frameworks, and aligns product lifecycle activities with risk, regulatory, and enterprise change requirements. The key responsibilities of the role include: Product Operating Model Design & Delivery Define, implement, and maintain the Asset Servicing Product Management operating model Establish governance forums, decision rights, and execution cadence across Product teams Embed the operating model across Segments, Regions, and Product Leads, ensuring clarity of roles and responsibilities Governance Framework & Oversight Establish and lead the product and product expansion governance framework Define consistent evaluation criteria, oversight mechanisms, and approval processes for new capabilities and enhancements Support rollout and adoption of new product approval and governance processes Risk, Control & Regulatory Alignment Ensure all product lifecycle activities comply with enterprise risk, regulatory, and control requirements Act as the primary Product Management contact for Audit, RCSA, and control reviews Lead cross-product audit coordination and ensure timely resolution of findings Enterprise Change & Lifecycle Management Act as the Product Management liaison to Enterprise Change Management (ECM) Ensure alignment with enterprise policies, standards, and demand management processes Document and operationalise the end-to-end product lifecycle across Asset Servicing Product Expansion & Change Governance Enhance governance of product expansion and change activities, including integration with Paragon permit-to-design and approval processes Launch and scale the Solutions Partner framework to support product expansion decisions Stakeholder Alignment & Connectivity Re-establish and lead the "Connect the Dots" forum to drive alignment across Product, Sales, and Enablement functions Partner with Segment, Region, and Product Leads to ensure consistent execution and alignment across the organisation The successful candidate will benefit from having: Leadership Profile Strong ability to influence and align across a complex, matrixed organisation Highly organised with strong governance and execution discipline Ability to balance strategic design with hands-on implementation Skills / Qualifications: Significant experience in financial services, ideally within Asset Servicing or Product Management Strong knowledge of product operating models, governance frameworks, and lifecycle management Experience working with risk, audit, and regulatory frameworks Proven ability to partner across Product, Technology, Operations, and Control functions Strong stakeholder management and communication skills Experience supporting enterprise change initiatives and governance processes Working with Us: As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose.We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies! Build your career with us and apply today. Reasonable accommodation Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.Apply today and talk to us about your flexible working requirements and together we can achieve greater.
May 29, 2026
Full time
Asset Servicing Product Management Governance and Control OfficerApplylocations: London, United Kingdomtime type: Full timeposted on: Posted Todayjob requisition id: R156067 About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Role/Department: The Product Operating Model, Governance & Control Lead is responsible for defining, implementing, and governing the product operating model across Asset Servicing, in partnership with the COO of Product Management.The role ensures consistent execution of product management practices, establishes effective governance and control frameworks, and aligns product lifecycle activities with risk, regulatory, and enterprise change requirements. The key responsibilities of the role include: Product Operating Model Design & Delivery Define, implement, and maintain the Asset Servicing Product Management operating model Establish governance forums, decision rights, and execution cadence across Product teams Embed the operating model across Segments, Regions, and Product Leads, ensuring clarity of roles and responsibilities Governance Framework & Oversight Establish and lead the product and product expansion governance framework Define consistent evaluation criteria, oversight mechanisms, and approval processes for new capabilities and enhancements Support rollout and adoption of new product approval and governance processes Risk, Control & Regulatory Alignment Ensure all product lifecycle activities comply with enterprise risk, regulatory, and control requirements Act as the primary Product Management contact for Audit, RCSA, and control reviews Lead cross-product audit coordination and ensure timely resolution of findings Enterprise Change & Lifecycle Management Act as the Product Management liaison to Enterprise Change Management (ECM) Ensure alignment with enterprise policies, standards, and demand management processes Document and operationalise the end-to-end product lifecycle across Asset Servicing Product Expansion & Change Governance Enhance governance of product expansion and change activities, including integration with Paragon permit-to-design and approval processes Launch and scale the Solutions Partner framework to support product expansion decisions Stakeholder Alignment & Connectivity Re-establish and lead the "Connect the Dots" forum to drive alignment across Product, Sales, and Enablement functions Partner with Segment, Region, and Product Leads to ensure consistent execution and alignment across the organisation The successful candidate will benefit from having: Leadership Profile Strong ability to influence and align across a complex, matrixed organisation Highly organised with strong governance and execution discipline Ability to balance strategic design with hands-on implementation Skills / Qualifications: Significant experience in financial services, ideally within Asset Servicing or Product Management Strong knowledge of product operating models, governance frameworks, and lifecycle management Experience working with risk, audit, and regulatory frameworks Proven ability to partner across Product, Technology, Operations, and Control functions Strong stakeholder management and communication skills Experience supporting enterprise change initiatives and governance processes Working with Us: As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose.We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies! Build your career with us and apply today. Reasonable accommodation Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.Apply today and talk to us about your flexible working requirements and together we can achieve greater.
Northern Trust Corp is hiring an Accounting Product Lead to oversee the global accounting product suite, including fund and insurance accounting. The role demands deep accounting expertise and a strong product management background, crucial for aligning clients' needs with business strategy. The successful candidate will ensure cohesive product solutions and lead strategic initiatives to enhance market position and revenue growth. A collaborative work culture awaits where your impact will be acknowledged.
May 29, 2026
Full time
Northern Trust Corp is hiring an Accounting Product Lead to oversee the global accounting product suite, including fund and insurance accounting. The role demands deep accounting expertise and a strong product management background, crucial for aligning clients' needs with business strategy. The successful candidate will ensure cohesive product solutions and lead strategic initiatives to enhance market position and revenue growth. A collaborative work culture awaits where your impact will be acknowledged.
CASS Senior ConsultantApplylocations: London, United Kingdomtime type: Full timeposted on: Posted Todayjob requisition id: R152630 About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Key responsibilities CASS Governance & Oversight Design, maintain, and enhance the firm wide CASS governance and oversight framework Maintain and enhance the CASS Risk and Controls Matrix (RCM). Provide clear, concise CASS risk, compliance, and control reporting to senior management and governance committees.Regulatory Liaison & Reporting Act as a senior point of contact with the FCA on CASS matters, supporting regulatory engagement, reviews, and information requests. Oversee the preparation and quality assurance of the Client Money and Assets Return (CMAR). Lead the annual CASS audit process, including engagement with auditors and coordination of remediation activity.Technical & Advisory Leadership Provide expert advice and challenge to senior stakeholders on complex or judgement based CASS matters. Assess the CASS impact of new products, business initiatives, outsourcing arrangements, and operating model changes. Translate regulatory developments and FCA expectations into practical, business focused actions.Operational Oversight Oversee the effectiveness of controls supporting CASS 6 (custody), CASS 7 (client money), CASS 8 (mandates), and CASS Resolution Pack requirements. Ensure strong governance over reconciliations, segregation, record keeping, and insolvency preparedness. Challenge first line execution and ensure issues are identified, escalated, and resolved.Breach & Incident Management Lead or oversee investigations into CASS breaches and near misses. Ensure timely escalation, regulatory input where required, robust root cause analysis, and sustainable remediation. Perform trend analysis to drive continuous improvement of the CASS control environment.Senior Management Support & Accountability Support the SMF holders with Prescribed Responsibility for CASS by providing high quality MI, analysis, assurance, and effective challenge. Contribute to evidencing "reasonable steps" through strong governance, documentation, and oversight activities. Skills & Experience Deep, practical expertise in CASS, particularly CASS 1A, CASS 6, CASS 7, and CASS 8. Several years' experience in financial services, with significant experience in CASS oversight, compliance, audit, or regulatory roles. Proven ability to influence senior stakeholders Strong stakeholder management skills across Operations, Finance, Technology, Legal, Internal Audit, auditors, and regulators. Strong regulatory judgement and integrity. Detail focused with the ability to maintain a strategic, firm wide perspective. Strong communication skills, verbal and written Calm, authoritative, and credible under regulatory scrutiny. Working with Us: As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose.We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies! Build your career with us and apply today. Reasonable accommodation Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.Apply today and talk to us about your flexible working requirements and together we can achieve greater.
May 29, 2026
Full time
CASS Senior ConsultantApplylocations: London, United Kingdomtime type: Full timeposted on: Posted Todayjob requisition id: R152630 About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Key responsibilities CASS Governance & Oversight Design, maintain, and enhance the firm wide CASS governance and oversight framework Maintain and enhance the CASS Risk and Controls Matrix (RCM). Provide clear, concise CASS risk, compliance, and control reporting to senior management and governance committees.Regulatory Liaison & Reporting Act as a senior point of contact with the FCA on CASS matters, supporting regulatory engagement, reviews, and information requests. Oversee the preparation and quality assurance of the Client Money and Assets Return (CMAR). Lead the annual CASS audit process, including engagement with auditors and coordination of remediation activity.Technical & Advisory Leadership Provide expert advice and challenge to senior stakeholders on complex or judgement based CASS matters. Assess the CASS impact of new products, business initiatives, outsourcing arrangements, and operating model changes. Translate regulatory developments and FCA expectations into practical, business focused actions.Operational Oversight Oversee the effectiveness of controls supporting CASS 6 (custody), CASS 7 (client money), CASS 8 (mandates), and CASS Resolution Pack requirements. Ensure strong governance over reconciliations, segregation, record keeping, and insolvency preparedness. Challenge first line execution and ensure issues are identified, escalated, and resolved.Breach & Incident Management Lead or oversee investigations into CASS breaches and near misses. Ensure timely escalation, regulatory input where required, robust root cause analysis, and sustainable remediation. Perform trend analysis to drive continuous improvement of the CASS control environment.Senior Management Support & Accountability Support the SMF holders with Prescribed Responsibility for CASS by providing high quality MI, analysis, assurance, and effective challenge. Contribute to evidencing "reasonable steps" through strong governance, documentation, and oversight activities. Skills & Experience Deep, practical expertise in CASS, particularly CASS 1A, CASS 6, CASS 7, and CASS 8. Several years' experience in financial services, with significant experience in CASS oversight, compliance, audit, or regulatory roles. Proven ability to influence senior stakeholders Strong stakeholder management skills across Operations, Finance, Technology, Legal, Internal Audit, auditors, and regulators. Strong regulatory judgement and integrity. Detail focused with the ability to maintain a strategic, firm wide perspective. Strong communication skills, verbal and written Calm, authoritative, and credible under regulatory scrutiny. Working with Us: As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose.We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies! Build your career with us and apply today. Reasonable accommodation Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.Apply today and talk to us about your flexible working requirements and together we can achieve greater.
CASS Senior ConsultantApplylocations: London, United Kingdomtime type: Full timeposted on: Posted Todayjob requisition id: R152630 About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Key responsibilities CASS Governance & Oversight Design, maintain, and enhance the firm wide CASS governance and oversight framework Maintain and enhance the CASS Risk and Controls Matrix (RCM). Provide clear, concise CASS risk, compliance, and control reporting to senior management and governance committees.Regulatory Liaison & Reporting Act as a senior point of contact with the FCA on CASS matters, supporting regulatory engagement, reviews, and information requests. Oversee the preparation and quality assurance of the Client Money and Assets Return (CMAR). Lead the annual CASS audit process, including engagement with auditors and coordination of remediation activity.Technical & Advisory Leadership Provide expert advice and challenge to senior stakeholders on complex or judgement based CASS matters. Assess the CASS impact of new products, business initiatives, outsourcing arrangements, and operating model changes. Translate regulatory developments and FCA expectations into practical, business focused actions.Operational Oversight Oversee the effectiveness of controls supporting CASS 6 (custody), CASS 7 (client money), CASS 8 (mandates), and CASS Resolution Pack requirements. Ensure strong governance over reconciliations, segregation, record keeping, and insolvency preparedness. Challenge first line execution and ensure issues are identified, escalated, and resolved.Breach & Incident Management Lead or oversee investigations into CASS breaches and near misses. Ensure timely escalation, regulatory input where required, robust root cause analysis, and sustainable remediation. Perform trend analysis to drive continuous improvement of the CASS control environment.Senior Management Support & Accountability Support the SMF holders with Prescribed Responsibility for CASS by providing high quality MI, analysis, assurance, and effective challenge. Contribute to evidencing "reasonable steps" through strong governance, documentation, and oversight activities. Skills & Experience Deep, practical expertise in CASS, particularly CASS 1A, CASS 6, CASS 7, and CASS 8. Several years' experience in financial services, with significant experience in CASS oversight, compliance, audit, or regulatory roles. Proven ability to influence senior stakeholders Strong stakeholder management skills across Operations, Finance, Technology, Legal, Internal Audit, auditors, and regulators. Strong regulatory judgement and integrity. Detail focused with the ability to maintain a strategic, firm wide perspective. Strong communication skills, verbal and written Calm, authoritative, and credible under regulatory scrutiny. Working with Us: As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose.We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies! Build your career with us and apply today. Reasonable accommodation Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.Apply today and talk to us about your flexible working requirements and together we can achieve greater.
May 29, 2026
Full time
CASS Senior ConsultantApplylocations: London, United Kingdomtime type: Full timeposted on: Posted Todayjob requisition id: R152630 About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Key responsibilities CASS Governance & Oversight Design, maintain, and enhance the firm wide CASS governance and oversight framework Maintain and enhance the CASS Risk and Controls Matrix (RCM). Provide clear, concise CASS risk, compliance, and control reporting to senior management and governance committees.Regulatory Liaison & Reporting Act as a senior point of contact with the FCA on CASS matters, supporting regulatory engagement, reviews, and information requests. Oversee the preparation and quality assurance of the Client Money and Assets Return (CMAR). Lead the annual CASS audit process, including engagement with auditors and coordination of remediation activity.Technical & Advisory Leadership Provide expert advice and challenge to senior stakeholders on complex or judgement based CASS matters. Assess the CASS impact of new products, business initiatives, outsourcing arrangements, and operating model changes. Translate regulatory developments and FCA expectations into practical, business focused actions.Operational Oversight Oversee the effectiveness of controls supporting CASS 6 (custody), CASS 7 (client money), CASS 8 (mandates), and CASS Resolution Pack requirements. Ensure strong governance over reconciliations, segregation, record keeping, and insolvency preparedness. Challenge first line execution and ensure issues are identified, escalated, and resolved.Breach & Incident Management Lead or oversee investigations into CASS breaches and near misses. Ensure timely escalation, regulatory input where required, robust root cause analysis, and sustainable remediation. Perform trend analysis to drive continuous improvement of the CASS control environment.Senior Management Support & Accountability Support the SMF holders with Prescribed Responsibility for CASS by providing high quality MI, analysis, assurance, and effective challenge. Contribute to evidencing "reasonable steps" through strong governance, documentation, and oversight activities. Skills & Experience Deep, practical expertise in CASS, particularly CASS 1A, CASS 6, CASS 7, and CASS 8. Several years' experience in financial services, with significant experience in CASS oversight, compliance, audit, or regulatory roles. Proven ability to influence senior stakeholders Strong stakeholder management skills across Operations, Finance, Technology, Legal, Internal Audit, auditors, and regulators. Strong regulatory judgement and integrity. Detail focused with the ability to maintain a strategic, firm wide perspective. Strong communication skills, verbal and written Calm, authoritative, and credible under regulatory scrutiny. Working with Us: As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose.We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies! Build your career with us and apply today. Reasonable accommodation Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.Apply today and talk to us about your flexible working requirements and together we can achieve greater.